BayonneRecruiter Since 2001
the smart solution for Bayonne jobs

Compliance Systems Auditor Specialist

Company: Sumitomo Mitsui Banking Corporation
Location: White Plains
Posted on: January 15, 2020

Job Description:

OverviewSMBC is seeking an experienced IT Auditor to work within the Internal Audit Department. This auditor will focus heavily on the IT components of compliance audits such as santions screening, AML transaction monitoring and KYC.In this position, the individual will work closely with the compliance audit team as they evaluate the current control environment for the above stated areas within the Americas Division and provide feedback to Management on the adequacy of control designs, as well as the operating effectiveness of processes/activities.This position will not have any direct reports.-- This position may be assigned auditor-in-charge responsibilities at which time a team of 2-4 auditors will be managed under their lead.--Up to 10% domestic/international travel during the fiscal year.ResponsibilitiesThis position will require the individual to plan and perform internal audits over the technology platforms that support key compliance functions within SMBC's Americas Division. This individual is expected to work closely with a business audit team, identify the key functions that support business processes and controls and develop audit programs to evaluate the effectiveness of those controls.--Key responsibilities are as follows:

  • Examine and evaluate internal controls in key risk areas to ensure compliance with internal policies and applicable rules, laws, and regulations; Develop audit programs and perform audit fieldwork;
  • Propose or evaluate appropriate corrective measures designed to strengthen internal controls, operational policies and procedures, and other weaknesses identified during audits;
  • Prepare clear and concise audit work papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed time-frames;
  • Conduct audit scoping, planning and closing meetings with Internal Audit and relevant Department Management;
  • Oversee and report on key projects to Internal Audit managementQualifications
    • Minimum 5-7 years of IT Audit experience in Financial Services, some of which focuses primarily on compliance and/or financial crimes areas of financial institutions
    • Strong understanding of IT systems and processes supporting compliance requirements of financial institutions
    • Preferred Education/Licenses/Certifications/Registrations:
      • Bachelor's Degree in Accounting, Finance, Computer Science, MIS or other related field
      • CISA, CIA or other applicable certification a plus and will be required within a reasonable time after joining
      • Ability to understand, interpret, and apply general and specific administrative and departmental policies and procedures, as well as applicable federal & state laws and regulations
      • Overall understanding of audit techniques, internal controls and audit principles. Ability to manage and execute audits, from planning to audit closing
      • Strong critical thinking, analytical and organizational skills
      • Strong oral and written communication skills, including ability to write clear and concise audit recommendations and reports
      • Working knowledge of Microsoft Office Suite (Outlook, Excel, Word, Power-Point)----

Keywords: Sumitomo Mitsui Banking Corporation, Bayonne , Compliance Systems Auditor Specialist, Accounting, Auditing , White Plains, New Jersey

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Accounting, Auditing Jobs


Credentialed Tax Expert - CPA, Enrolled Agent or Practicing Attorney - Seasonal Remote
Description: OverviewIf you are a highly motivated individual with an active credential CPA x2F EA x2F Practicing Attorney and excellent communication skills, we need you to help our customers complete their taxes (more...)
Company: Intuit
Location: Reading
Posted on: 01/20/2020

Finance Manager
Description: Do you want to be Koons Elite APPLY TODAY FOR THE OPPORTUNITY TO BE A MEMBER OF ONE OF WASHINGTON DC/BALTIMORE/DELAWARE'S MOST RESPECTED AND DECORATED FINANCE AND INSURANCE TEAMS. 250,000 OPPORTUNITY (more...)
Company: Koons Automotive Companies
Location: Wilmington
Posted on: 01/20/2020

Senior Tax Analyst
Description: SENIOR TAX ANALYST A multibillion dollar international manufacturing company and technology enterprise in Westchester is seeking a self-motivated and detailed-oriented individual with strong communication (more...)
Company: Advice Personnel
Location: White Plains
Posted on: 01/20/2020


Senior Internal Auditor
Description: Seeking candidates with 3 years of internal/external
Company: Xplora Search Group
Location: Wilmington
Posted on: 01/20/2020

Sr. Specialist, Collections Operations
Description: Sr. Specialist, Collections Operations - 2000155 DescriptionAs a member of Santanders retail banking division youll help serve Santanders retail and small business customers as part of one of the top (more...)
Company: Santander Bank, NA
Location: Reading
Posted on: 01/20/2020

Credentialed Tax Expert - CPA, Enrolled Agent or Practicing Attorney -
Description: OverviewIf you are a highly motivated individual with an active credential CPA/EA/Practicing Attorney and excellent communication skills, we need you to help our customers complete their taxes using (more...)
Company: Intuit
Location: Cherry Hill
Posted on: 01/20/2020

Senior Internal Auditor
Description: Senior Internal Auditor NA-United States-Delaware-Wilmington The DuPont Finance Audit group is seeking to fill an exciting opportunity for a Senior Auditor to join our Corporate Audit team in Wilmington, (more...)
Company: DuPont
Location: Wilmington
Posted on: 01/20/2020

Senior Business Analyst
Description: Bethlehem Shared Services provides professional services exclusively for Cigars International, CIGAR.com, Pipes Cigars, Thompson Cigar, Meier Dutch, Cigarbid.com and its affiliates. We are the fastest (more...)
Company: Bethlehem Shared Services, LLC.
Location: Bethlehem
Posted on: 01/20/2020

Accounts Receivable Clerk
Description: DescriptionSUMMARYAccountemps is seeking an Accounts Receivable Clerk. There is a job opening at this quickly growing accounting team for someone interested in great career growth potential and a great (more...)
Company: Robert Half Accountemps
Location: Reading
Posted on: 01/20/2020

Bookkeeper
Description: We are a furniture moving company based in Hackensack and with three regional offices. We are looking for a bookkeeper who can wear multiple hats.You will be involved with scheduling, bookkeeping and (more...)
Company: Craft Recruiting
Location: Hackensack
Posted on: 01/20/2020

Log In or Create An Account

Get the latest New Jersey jobs by following @recnetNJ on Twitter!

Bayonne RSS job feeds